[Product development & quality](<https://www.thekeating.co/programs/product-development/>) / [Use cases](<https://www.thekeating.co/programs/product-development/use-cases/>) / [Compliance evidence](<https://www.thekeating.co/use-cases/compliance-evidence/#main>)

[How it works](<https://www.thekeating.co/use-cases/compliance-evidence/#system>) [What you get](<https://www.thekeating.co/use-cases/compliance-evidence/#outputs>) [Scope](<https://www.thekeating.co/use-cases/compliance-evidence/#scope>) [Start a review](<https://www.thekeating.co/contact/?source=discovery&landing_path=%2Fuse-cases%2Fcompliance-evidence%2F&intent=discovery&cta_page=%2Fuse-cases%2Fcompliance-evidence%2F&cta_placement=navigation&program=product-development>)

[Product development & quality](<https://www.thekeating.co/programs/product-development/>)[Release](<https://www.thekeating.co/programs/product-development/use-cases/#area-release>)

# Keep compliance evidence tied to every product.

Every test report and certificate linked to the product and revision it covers, and ready when a broker or retailer asks.

[Start with a development review](<https://www.thekeating.co/contact/?source=discovery&landing_path=%2Fuse-cases%2Fcompliance-evidence%2F&intent=discovery&cta_page=%2Fuse-cases%2Fcompliance-evidence%2F&cta_placement=hero&program=product-development>) [How it works](<https://www.thekeating.co/use-cases/compliance-evidence/#system>)

Evidence index · CAT-042

Document

Covers

Added

Status

Fabric test report

12 oz canvas, mill spec revision 2

Week 4

Linked

Supplier declaration

Canvas mill

Week 4

Linked

Wash and shrink test

Sample S03, revision E

Week 8

Linked

Import certificate

Revision E, lots 1 to 3

—

Draft for broker

One index: every document, what it covers and whether it still applies.

## Sound familiar?

-   The broker asks for the certificate and someone hunts for the test report.
-   A test passed on an earlier revision, and nobody knows if it still counts.
-   Each retailer wants its evidence in a different format.

Missing evidence can hold up a shipment or an order, and it’s easier to keep it linked than to hunt for it later.

## What changes.

ShowTodayWith the engine

Where evidence lives

Inboxes, drives and a supplier’s portal One index, by product and revision

Whether it still counts

Assumed Flagged when the revision, material or factory changes

Gaps

Found when a broker asks Listed per product and market before shipping

Who decides

Whoever has the file A named person for each decision, on record

## How it works. 5 steps, 4 stages.

-   AI**1**
-   Rules and automation**3**
-   Your team**1**
-   Approval

1.  1 Collect
    
    1.  Rules and automation
        
        ### Collect reports and certificates
        
        Test reports, supplier declarations and certificates arrive in one place.
        
        -   Outlook
        -   Specright
2.  2 Match
    
    1.  AI
        
        ### Match each document to a product
        
        Reads the report and ties it to the product, revision, material and factory it covers.
        
3.  3 Check
    
    1.  Rules and automation
        
        ### Check coverage and age
        
        Flags evidence that predates a change, and products with nothing linked for their market.
        
4.  4 Decide
    
    1.  Your team Approval
        
        ### Decide what the evidence proves
        
        Your compliance owner, or a qualified lab, decides. The index never says a product is compliant.
        
    2.  Rules and automation
        
        ### Hand the index to the importer
        
        The broker or retailer gets the linked evidence for each product.
        

A change to a revision reopens its evidence

## What you get. Real work, every week.

Needs a decision

-   Wash and shrink testRun on sample S03, before the thread was changed **Review**Quality lead
-   Import certificateDraft assembled for the broker **Draft**Broker files
-   Supplier declarationLinked to the canvas mill and mill spec revision 2 **Current**No action

What needs a person. Evidence that may no longer cover the product is flagged, never dropped.

## How you’ll know it’s working.

1.  Products with complete evidence for each market
    
    The number a broker or retailer will ask for first.
    
2.  Time to assemble a certificate or evidence request
    
    Shows how much of the hunt is left once evidence is linked.
    
3.  Evidence gaps found before shipping
    
    A gap found at the dock costs more than one found at the desk.
    

Baselines agreed before we build.

## Works with what you have.

PLM & specs

-   FlexPLM
-   Centric PLM
-   Specright

Commerce

-   NetSuite

ERP, CRM & inbox

-   Outlook

We configure first

Your PLM or spec platform may already store test reports. We link them to the revision and check what’s missing, rather than start a new repository.

We build when

Reports and certificates sit in inboxes and drives, and nobody can say which products are covered.

## What a first build includes.

Built in your accounts, around your team. Scope, fee and baseline agreed before we start.

1.  1 Design
2.  2 Build
3.  3 Run it, or hand it over

[Start with a review](<https://www.thekeating.co/contact/?source=discovery&landing_path=%2Fuse-cases%2Fcompliance-evidence%2F&intent=discovery&cta_page=%2Fuse-cases%2Fcompliance-evidence%2F&cta_placement=content&program=product-development>) [Scope this build](<https://www.thekeating.co/contact/?source=project&landing_path=%2Fuse-cases%2Fcompliance-evidence%2F&intent=project&cta_page=%2Fuse-cases%2Fcompliance-evidence%2F&cta_placement=content&use_case=compliance-evidence>)

### We build

-   An evidence index keyed by product and revision
-   Matching of reports and certificates to products
-   Alerts when a change makes evidence stale
-   A package for your importer, broker or retailer

### We start from

-   Test reports, declarations and certificates
-   Product and revision records
-   Your markets and the evidence each needs

### From your team

Owner

Quality or compliance lead

Involves

-   Quality
-   Development
-   Sourcing
-   Logistics

## Questions teams ask.

What does CPSC certificate eFiling change?

Certificate eFiling for covered imports took effect on July 8, 2026. We keep each product’s evidence linked, so the importer or broker can find it. Whether a product is covered, and what its certificate says, is for your compliance owner and broker to decide.

Does this cover cosmetics?

MoCRA requires safety substantiation for cosmetics. We keep that file linked to each product and revision. A qualified person decides whether it’s adequate, and we never describe a product as approved.

Is this a compliance AI?

No. It finds, matches and flags. It never decides that a product is compliant, and it doesn’t file anything on its own.

Who owns it once it’s running?

You do. It’s built in your accounts, documented, with training for the people who run it. Ownership usually sits with your quality or compliance lead. We can keep running it with you, or step back.

How do we start?

Usually with a development review: two to four weeks, a fixed fee credited to the build, and a plan that’s yours. If the job is already clear, we can scope the build directly.

## Part of your development engine. One of 12 use cases, in 5 parts.

[See the whole development engine](<https://www.thekeating.co/programs/product-development/#look-inside>)

1.  [Briefs **1**](<https://www.thekeating.co/programs/product-development/use-cases/#area-briefs>)
2.  [Specs & samples **4**](<https://www.thekeating.co/programs/product-development/use-cases/#area-samples>)
3.  [Suppliers & changes **3**](<https://www.thekeating.co/programs/product-development/use-cases/#area-suppliers>)
4.  [Release **2**](<https://www.thekeating.co/programs/product-development/use-cases/#area-release>)
5.  [Quality loop **2**](<https://www.thekeating.co/programs/product-development/use-cases/#area-quality>)

In release

-   [**Production handoff**Hand off a complete production package](<https://www.thekeating.co/use-cases/production-handoff/>)
-   **Compliance evidence**You’re here

Works with

-   [**Development readiness**Keep samples, tests and production readiness moving](<https://www.thekeating.co/use-cases/development-readiness/>)
-   [**Material substitution**Qualify a substitute when a material runs short](<https://www.thekeating.co/use-cases/material-substitution/>)

## Find the evidence before someone asks. Start with a development review.

[Start with a development review](<https://www.thekeating.co/contact/?source=discovery&landing_path=%2Fuse-cases%2Fcompliance-evidence%2F&intent=discovery&cta_page=%2Fuse-cases%2Fcompliance-evidence%2F&cta_placement=closing&program=product-development>) [**Talk it through first**15 minutes](<https://cal.com/nkeating/15min>)

We reply within one business day.

---

Source: [https://www.thekeating.co/use-cases/compliance-evidence/](<https://www.thekeating.co/use-cases/compliance-evidence/>)

[Contact Keating & Co](mailto:nelson@thekeating.co) · [Agent guidance](https://www.thekeating.co/llms.txt)
